The Safe Acts Audit…A Key to Safety in Businesses

In many of my safety blogs, I have emphasized the importance of conversations so we can all learn and grow together.

The conversations brought us all together and helped us to achieve excellent business and safety results. As we became increasingly successful in our work, we introduced a new safety audit we called The Safe Acts Audit. It is very useful and powerful; we used it extensively.

the safe acts audit - leading indicator of the safety climate

Each week, the safety team of 2-3 people would walk out into the plant among the people, looking at how they were working. We wanted to observe people doing things right.

The auditors would just walk among the people and watch. They did not stop to talk; they just cruised around the plant at random times for about an hour, 2-3 times each week. They would observe 40-60 people each time, and if (by chance) they saw anyone working unsafely,* they would deduct a point or two from the beginning Safe Acts Index number of 100%.

(*Certainly, if the observed behavior of working unsafely was blatant, the person’s supervisor was immediately notified to prevent a potential injury; however, the intent of the audit was purely to observe and record what was being done correctly. It’s a whole different type of audit when you’re looking for the good things, not the negative.)

Most of the time the Index would indicate that 95-98% of the observations were of people working safely. It gave us a very easy way to sense what was happening. We also found that it was an excellent leading indicator. The Safe Acts Audit is not to be confused with a Gemba Walk. Remember, this Safe Acts Audit was simply to observe people, and to record the number of observations of people working safely – that’s the bottom line.

After a year or so, most of us did Safe Acts Audits every time we went into the plant. These were mostly impromptu, and the official Index number was the one generated by the safety people. There is some subjectivity in doing this audit so we thought that the official number should be generated by the same people to reduce the variability of the Index.

Using the Safe Acts Index

Over time, we realized that the Safe Acts Index was a sensitive, leading indicator of the safety climate.

If the Index fell in any audit by 5-10%, there would likely be a recordable injury within the next 3 days. We had to immediately raise everyone’s awareness of the potential, and the need to work more carefully. We did this in several ways.

One way was to put a traffic stop light at the pedestrian gates; a green light indicated that we were doing okay; a yellow light indicated a drop in the Safe Acts Index; and a red light meant we had had a recordable injury somewhere on the plant. With the yellow light all of us would talk more about the safety and hold better toolbox meetings each day, simply to raise awareness.

Another way to raise awareness was to have all eight of us on the leadership team greet everyone coming into work on each shift for a day, reminding them of the need to be more aware, sharing that our Safe Act Audit numbers were indicating we need to all increase our awareness of doing our jobs safely, and that we do not want to see anyone be injured.

Another way was to publish a safety caution in the emails and newsletters we used. We also put cautions onto the login screens of their computers.

safety audit significance

Conclusion

All this communication effort was done with respect and caring. We wanted people to know that we cared and that we all had to work together so we could all go home safely to our families.

Doing the Safe Acts Audit was easy and a highly effective part of our total safety effort, contributing to helping us reduce our injury rate by about 97% in four years. It was a positive audit – seeking to raise people’s awareness to do our work safely and to watch out for each other.

There were 1,100 people working at the plant, so using our safety index as a way to look at our performance was reliable. By working together to improve our total performance, including safety, we did not suffer the problem of under reporting, but we kept a keen eye on that potential, so it did not develop.

If you’d like to know about how important this Safe Acts Audit process is or how you could adopt it for your organization, please give me a call at 716-622-6467.

Safety Excellence: Paying Attention to the Details is Key

A very effective leading indicator relating to occupational safety is to see and keep track of how people are working, and paying attention to details. These are called Safe Acts Audits. We look at a significant number of people doing their day-to-day jobs and keep track of what we see over time.

The way people choose to do a job is very strongly influenced by what is happening in the working environment, the culture—which strongly impacts their thinking. All that is rushing around in their minds (work, family, home, sports, politics) at the point of making a decision and acting on it is really important. Feeling pressured, rushed, bullied, undervalued, disrespected, not listened to, being pushed around by their supervisor, etc. are systems problems that create cloudy thinking resulting in someone getting hurt.

When these poor behaviors, done by individuals, persist over time it is clear that they are tolerated by management; I refer to them as systems problems. We can try to address these each time they arise, but if they keep coming up and the system does not change, they are systems problems.

When we observe people working safely (this is most of the people) we praise their safety efforts, and when we see someone working unsafely we need to pay attention and work together to correct the systems problems that are negatively impacting them. The openness we advocate where it is okay to talk about these things, to challenge decisions, to ask for help, to stop a job if they feel it is unsafe, is called Partner-Centered Safety.

If the ratio of the number of people we observe working safely (most of the people) compared to those working unsafely (very few people) drops, that is we see relatively more people working unsafely, we know that something has changed and must be addressed immediately.

We call this ratio the Safe Acts Index. When the Safe Acts Audits are done 2-3 times a week we can stay close to the current climate and react quickly to a drop in the Index by raising awareness, increasing the number of safety conversations, by helping everyone to become aware of a change and to use extra alertness looking out for and helping each other. In our experience, when the Index drops an injury occurs within the next 2-3 days unless the level of awareness and concern is promptly raised.

safety leadership excellenceSafety excellence is achieved and sustained one day at a time, day after day.

In Partner-Centered Safety we can do this together. Give us a call — let’s talk about how you and your team can reap the safety benefits of this unique-and-clearly-successful, focused way to eliminate injuries and incidents in your workplace.


 

Next month, we’ll discuss the leading indicators for occupational health and process safety management.